Jessica Hayes

Designsite 10/17/25 Designsite 10/17/25

Jessica Hayes

Examination Manager, Examinations, Retail

FINRA

Designsite 10/17/25 Designsite 10/17/25

Jessica Hathaway

Exam Manager Capital Markets

FINRA

Designsite 10/16/25 Designsite 10/16/25

Dawn Calonge

Senior Director, Risk Monitoring

FINRA

Designsite 10/14/25 Designsite 10/14/25

Chih-Pin Lu

General Counsel

Asset Management Group

Guest User 9/24/25 Guest User 9/24/25

Norm Ashkenas

Chief Compliance Officer

Robinhood Markets

Designsite 9/24/25 Designsite 9/24/25

Jason Foye

Vice President, Illicit Finance and Fraud Program

FINRA

Designsite 9/24/25 Designsite 9/24/25

Jason Holloway

Fintech Policy Director

Florida Office of Financial Regulation

Guest User 9/17/25 Guest User 9/17/25

Pete Driscoll (Moderator)

Partner

PwC

Designsite 9/17/25 Designsite 9/17/25

Jennifer A. Duggins

Partner

Optima Partners

Guest User 9/10/25 Guest User 9/10/25

Keith Cassidy

Acting Director

U.S. Securities & Exchange Commission

Designsite 8/18/25 Designsite 8/18/25

Karen Braine

Vice President, Insider Trading Investigations

FINRA

Designsite 7/3/25 Designsite 7/3/25

Elizabeth Grari

Manager of Supervision
Cetera Wealth Services, LLC.

Designsite 6/13/25 Designsite 6/13/25

Amy Caiazza

Partner, Fintech and Financial Services
Wilson Sonsini Goodrich & Rosati

Guest User 5/30/25 Guest User 5/30/25

Ashley Mendelsohn

CCO

Element Pointe Advisors, LLC

Guest User 5/28/25 Guest User 5/28/25

Adam Aramati

Partner

Kirkland & Ellis LLP

Designsite 5/28/25 Designsite 5/28/25

Shauna Harrison

Executive Director, Compliance

GCM Grosvenor

Guest User 5/27/25 Guest User 5/27/25

Sooni Raymaker

Chief Risk and Compliance Officer

SBA Florida

Guest User 5/21/25 Guest User 5/21/25

Michele Foldenauer

Managing Director
ACA Group

Guest User 5/12/25 Guest User 5/12/25

Meredith Henning

Vice President- Compliance

PGIM Investments/PIMS

Guest User 5/12/25 Guest User 5/12/25

Michael Schwartzberg

Partner

Winget, Spadafora & Schwartzberg, LLP