Karen Braine
Karen Braine leads the FINRA Insider Trading Detection and Front Running Surveillance programs. Her team conduct surveillance and investigations for potential violations of FINRA and federal securities laws covering the entire U.S. marketplace. The programs work closely with multiple regulatory partners to bring civil and criminal insider trading and front running charges against bad actors. Ms. Braine started her career in financial services in 1993 and joined FINRA in 2007 as an Investigator. Ms. Braine received her undergraduate degree from Western Kentucky University, and holds the CRCP®, CFE and ACAMS designations.
