2025, 5b Designsite 10/17/25 2025, 5b Designsite 10/17/25 Jessica Hayes Examination Manager, Examinations, RetailFINRA Read More 2025, 5b Designsite 10/17/25 2025, 5b Designsite 10/17/25 Jessica Hathaway Exam Manager Capital MarketsFINRA Read More 2025, 5b Designsite 10/16/25 2025, 5b Designsite 10/16/25 Dawn Calonge Senior Director, Risk Monitoring FINRA Read More 2025, Keynote-Tuesday Designsite 10/14/25 2025, Keynote-Tuesday Designsite 10/14/25 Chih-Pin Lu General CounselAsset Management Group Read More New Attendee/New Member, 2025, 9a, Wednesday-General-Session Guest User 9/24/25 New Attendee/New Member, 2025, 9a, Wednesday-General-Session Guest User 9/24/25 Norm Ashkenas Chief Compliance Officer Robinhood Markets Read More 2025, Wednesday-General-Session Designsite 9/24/25 2025, Wednesday-General-Session Designsite 9/24/25 Jason Foye Vice President, Illicit Finance and Fraud ProgramFINRA Read More 2025, Wednesday-General-Session Designsite 9/24/25 2025, Wednesday-General-Session Designsite 9/24/25 Jason Holloway Fintech Policy DirectorFlorida Office of Financial Regulation Read More 2025, Keynote-Monday Guest User 9/17/25 2025, Keynote-Monday Guest User 9/17/25 Pete Driscoll (Moderator) PartnerPwC Read More 2025, Keynote-Monday Designsite 9/17/25 2025, Keynote-Monday Designsite 9/17/25 Jennifer A. Duggins PartnerOptima Partners Read More 2025, 7b Designsite 8/18/25 2025, 7b Designsite 8/18/25 Karen Braine Vice President, Insider Trading InvestigationsFINRA Read More 2025 Designsite 7/3/25 2025 Designsite 7/3/25 Elizabeth Grari Manager of SupervisionCetera Wealth Services, LLC. Read More 2025, 8d Guest User 5/30/25 2025, 8d Guest User 5/30/25 Ashley Mendelsohn CCOElement Pointe Advisors, LLC Read More 2025, 4d Guest User 5/28/25 2025, 4d Guest User 5/28/25 Adam Aramati PartnerKirkland & Ellis LLP Read More 2025, 4d Designsite 5/28/25 2025, 4d Designsite 5/28/25 Shauna Harrison Executive Director, ComplianceGCM Grosvenor Read More 5g, 2025 Guest User 5/27/25 5g, 2025 Guest User 5/27/25 Sooni Raymaker Chief Risk and Compliance OfficerSBA Florida Read More 5f, 2025 Guest User 5/21/25 5f, 2025 Guest User 5/21/25 Michele Foldenauer Managing DirectorACA Group Read More 6f, 2025 Guest User 5/12/25 6f, 2025 Guest User 5/12/25 Meredith Henning Vice President- CompliancePGIM Investments/PIMS Read More 7c, 2025 Guest User 5/12/25 7c, 2025 Guest User 5/12/25 Michael Schwartzberg PartnerWinget, Spadafora & Schwartzberg, LLP Read More 2025, 6c Guest User 5/9/25 2025, 6c Guest User 5/9/25 Danielle Money Chief Compliance OfficerCrescat Capital LLC Read More 2025, 2b Guest User 5/9/25 2025, 2b Guest User 5/9/25 Glenn Cross Chief Compliance OfficerCoinbase Asset Management, LLC Read More Older Posts
2025, 5b Designsite 10/17/25 2025, 5b Designsite 10/17/25 Jessica Hayes Examination Manager, Examinations, RetailFINRA Read More
2025, 5b Designsite 10/17/25 2025, 5b Designsite 10/17/25 Jessica Hathaway Exam Manager Capital MarketsFINRA Read More
2025, 5b Designsite 10/16/25 2025, 5b Designsite 10/16/25 Dawn Calonge Senior Director, Risk Monitoring FINRA Read More
2025, Keynote-Tuesday Designsite 10/14/25 2025, Keynote-Tuesday Designsite 10/14/25 Chih-Pin Lu General CounselAsset Management Group Read More
New Attendee/New Member, 2025, 9a, Wednesday-General-Session Guest User 9/24/25 New Attendee/New Member, 2025, 9a, Wednesday-General-Session Guest User 9/24/25 Norm Ashkenas Chief Compliance Officer Robinhood Markets Read More
2025, Wednesday-General-Session Designsite 9/24/25 2025, Wednesday-General-Session Designsite 9/24/25 Jason Foye Vice President, Illicit Finance and Fraud ProgramFINRA Read More
2025, Wednesday-General-Session Designsite 9/24/25 2025, Wednesday-General-Session Designsite 9/24/25 Jason Holloway Fintech Policy DirectorFlorida Office of Financial Regulation Read More
2025, Keynote-Monday Guest User 9/17/25 2025, Keynote-Monday Guest User 9/17/25 Pete Driscoll (Moderator) PartnerPwC Read More
2025, Keynote-Monday Designsite 9/17/25 2025, Keynote-Monday Designsite 9/17/25 Jennifer A. Duggins PartnerOptima Partners Read More
2025, 7b Designsite 8/18/25 2025, 7b Designsite 8/18/25 Karen Braine Vice President, Insider Trading InvestigationsFINRA Read More
2025 Designsite 7/3/25 2025 Designsite 7/3/25 Elizabeth Grari Manager of SupervisionCetera Wealth Services, LLC. Read More
2025, 8d Guest User 5/30/25 2025, 8d Guest User 5/30/25 Ashley Mendelsohn CCOElement Pointe Advisors, LLC Read More
2025, 4d Guest User 5/28/25 2025, 4d Guest User 5/28/25 Adam Aramati PartnerKirkland & Ellis LLP Read More
2025, 4d Designsite 5/28/25 2025, 4d Designsite 5/28/25 Shauna Harrison Executive Director, ComplianceGCM Grosvenor Read More
5g, 2025 Guest User 5/27/25 5g, 2025 Guest User 5/27/25 Sooni Raymaker Chief Risk and Compliance OfficerSBA Florida Read More
5f, 2025 Guest User 5/21/25 5f, 2025 Guest User 5/21/25 Michele Foldenauer Managing DirectorACA Group Read More
6f, 2025 Guest User 5/12/25 6f, 2025 Guest User 5/12/25 Meredith Henning Vice President- CompliancePGIM Investments/PIMS Read More
7c, 2025 Guest User 5/12/25 7c, 2025 Guest User 5/12/25 Michael Schwartzberg PartnerWinget, Spadafora & Schwartzberg, LLP Read More
2025, 6c Guest User 5/9/25 2025, 6c Guest User 5/9/25 Danielle Money Chief Compliance OfficerCrescat Capital LLC Read More
2025, 2b Guest User 5/9/25 2025, 2b Guest User 5/9/25 Glenn Cross Chief Compliance OfficerCoinbase Asset Management, LLC Read More
