Chih-Pin Lu
Chih-Pin Lu is General Counsel for the Asset Management Group of Raymond James Financial, Inc., headquartered in St. Petersburg, Florida. Since joining the firm in 2007, he has dealt with corporate, regulatory, and compliance matters related to the firm’s institutional asset management, investment company, and hedge fund businesses, as well as products and services offered through its retail investment advisers, affiliates, and associated entities. Mr. Lu is an active member of various industry workgroups and committees, and regularly speaks at industry conferences.
Prior to joining Raymond James, Mr. Lu was a securities transactions and litigation attorney in private practice, and Senior Counsel (Enforcement) with the U.S. Securities and Exchange Commission’s Southeast Regional Office. During his tenure with the SEC, he received an appointment as a Special Assistant United States Attorney. Formerly, he represented clients in complex financial fraud cases as an Assistant Federal Public Defender. Mr. Lu graduated from Tufts University and received his law degree from Boston College Law School.
