Assistant Director, Division of Enforcement, Fort Worth office

U.S. Securities & Exchange Commission

National Technology Controls Program Acting Director

U.S. Securities & Exchange Commission

Manger, Thought Leadership Customer Success Risk Strategies

ACA Group

Chief Compliance Officer

Patient Square Capital

General Counsel & CCO

The Kelly Group

Senior Vice President, Enforcement Legal

FINRA

Assistant Vice President, Advisory Compliance

Cambridge

Senior Director, Membership Application Program (MAP)

FINRA

Chief Compliance Officer

Denali Advisors, LLC