Jarrett Jacobs

Guest User 5/8/24 Guest User 5/8/24

Jarrett Jacobs

Chief Compliance Officer

Fifth Third Securities, Inc.

Guest User 5/8/24 Guest User 5/8/24

Takesha Pollock

Executive Director, Sr. Compliance Manager

Wells Fargo

Guest User 5/8/24 Guest User 5/8/24

Jon Simone

Sr. Sales Engineer

MCO

Guest User 5/3/24 Guest User 5/3/24

Jennifer DiValerio

Sr. Regulatory Response Specialist

Vanguard

Guest User 5/3/24 Guest User 5/3/24

Rosa Licea-Mailloux

Head of Compliance Americas; MFS Funds CCO

MFS Investment Management

Guest User 5/2/24 Guest User 5/2/24

John Nave

Managing Director & Co-Head of Compliance Services

Softek Compliance

Guest User 5/2/24 Guest User 5/2/24

Leeza Shurtz

Securities Compliance Officer

PFS Investments Inc.

Guest User 5/2/24 Guest User 5/2/24

Bryan Jacobsen

Director

Oyster Consulting

Guest User 5/2/24 Guest User 5/2/24

Philip Pescatore

Senior Vice President, Chief Ethics and Compliance Officer

Guardian Life Insurance Company

Guest User 5/2/24 Guest User 5/2/24

Allison Fraser

Managing Director

Salus GRC

Guest User 5/2/24 Guest User 5/2/24

Bob Lavigne

Chief Compliance Officer

Edelman Financial Engines

Guest User 5/2/24 Guest User 5/2/24

Maureen Ocampo

CCO

Post Advisory

Guest User 4/19/24 Guest User 4/19/24

Bruce Karpati

Partner, Global Chief Compliance Officer

KKR

Guest User 4/11/24 Guest User 4/11/24

Trish Flynn

VP & Chief Compliance Officer

PGIM Investments

Guest User 6/15/23 Guest User 6/15/23

Steve Farmer

Chief Compliance Officer

Confluence Investment Management LLC

Guest User 6/6/23 Guest User 6/6/23

Suzy Auletta

SVP, Chief Compliance Officer

Raymond James Financial Services

Guest User 5/23/23 Guest User 5/23/23

Darren McMillan

Chief Compliance Officer

BMO Financial Group

Guest User 5/18/23 Guest User 5/18/23

Chris Mulligan

Partner

Weil, Gotshal & Manges LLC

Guest User 5/18/23 Guest User 5/18/23

Emily Silva

Director of Asset Management Risk and Compliance

Wilmington Trust

Guest User 5/18/23 Guest User 5/18/23

Murtaza Sardharwala

Deputy Chief Compliance Officer