Trish Flynn


Trish Flynn is a Vice President, Compliance at Prudential Financial Inc. and serves as the Chief Compliance Officer for PGIM Multi Asset Solutions and Prudential Select Strategies. She has over 25 years of compliance and regulatory experience and spent over 11 years with the SEC, initially as a securities compliance examiner and later as a branch chief and Assistant Regional Director for the Miami Regional Office. Trish is a Certified Public Accountant with a bachelor’s degree in accounting from the University of South Florida. Trish completed the NASD Institute-Wharton Certificate Program in 2002 and is a Certified Regulatory and Compliance Professional. She is a former board member of the National Society of Compliance Professionals, holds the CSCP designation and was the 2018 recipient of NSCP’s JH Compliance Excellence Award.

4e. ALL LAB – How to Conduct Compliance Testing (Basic)

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