2025, 1b Holly Orefice 5/8/24 2025, 1b Holly Orefice 5/8/24 Jon Simone Sr. Sales EngineerMCO Read More 2025, 1b Holly Orefice 5/3/24 2025, 1b Holly Orefice 5/3/24 Jennifer DiValerio Sr. Regulatory Response SpecialistVanguard Read More 2025, 4e Holly Orefice 5/2/24 2025, 4e Holly Orefice 5/2/24 John Nave Managing Director & Co-Head of Compliance ServicesSoftek Compliance Read More 2025, 9b Holly Orefice 5/2/24 2025, 9b Holly Orefice 5/2/24 Bryan Jacobsen DirectorOyster Consulting Read More 2025, 2a Holly Orefice 5/2/24 2025, 2a Holly Orefice 5/2/24 Philip Pescatore Senior Vice President, Chief Ethics and Compliance OfficerGuardian Life Insurance Company Read More 2025, 7h Holly Orefice 5/2/24 2025, 7h Holly Orefice 5/2/24 Allison Fraser Managing Director Salus GRC Read More 2025, 6a Holly Orefice 5/2/24 2025, 6a Holly Orefice 5/2/24 Bob Lavigne Chief Compliance OfficerEdelman Financial Engines Read More 2025, 5c Holly Orefice 5/2/24 2025, 5c Holly Orefice 5/2/24 Maureen Ocampo CCOPost Advisory Read More 2025, 4e Holly Orefice 4/11/24 2025, 4e Holly Orefice 4/11/24 Trish Flynn VP & Chief Compliance OfficerPGIM Investments Read More 2025, 7d Holly Orefice 6/15/23 2025, 7d Holly Orefice 6/15/23 Steve Farmer Chief Compliance OfficerConfluence Investment Management LLC Read More 2025, 2a Holly Orefice 6/6/23 2025, 2a Holly Orefice 6/6/23 Suzy Auletta SVP, Chief Compliance OfficerRaymond James Financial Services Read More 2025, 7c Holly Orefice 5/23/23 2025, 7c Holly Orefice 5/23/23 Darren McMillan Chief Compliance OfficerBMO Financial Group Read More 2025, 3d Holly Orefice 5/18/23 2025, 3d Holly Orefice 5/18/23 Emily Silva Director of Asset Management Risk and Compliance Wilmington Trust Read More 5d, 2025 Holly Orefice 5/12/23 5d, 2025 Holly Orefice 5/12/23 Johanna Anders Head of Regulatory ComplianceHarris Associates Read More 2025, 8a Holly Orefice 5/9/23 2025, 8a Holly Orefice 5/9/23 Carlo di Florio Global Advisory LeaderACA Group Read More 2025, 6b Holly Orefice 5/8/23 2025, 6b Holly Orefice 5/8/23 Jim Downing Chief Compliance OfficerJLL Securities Read More 2025, 6d Holly Orefice 5/5/23 2025, 6d Holly Orefice 5/5/23 Patty Nykodym Chief Financial Officer/Chief Compliance OfficerFFL Partners, LLC Read More 1a, 2025 Holly Orefice 5/5/23 1a, 2025 Holly Orefice 5/5/23 Amber Allen Counsel Eversheds Sutherland Read More 2025, 6d Holly Orefice 5/4/23 2025, 6d Holly Orefice 5/4/23 Adán Araujo Chief Compliance OfficerJasper Ridge Partners Read More 2025, 4a Holly Orefice 5/4/23 2025, 4a Holly Orefice 5/4/23 Taylor Faw Chief Compliance OfficerStrathmore Capital Advisors, Inc. Read More Newer Posts Older Posts
2025, 1b Holly Orefice 5/8/24 2025, 1b Holly Orefice 5/8/24 Jon Simone Sr. Sales EngineerMCO Read More
2025, 1b Holly Orefice 5/3/24 2025, 1b Holly Orefice 5/3/24 Jennifer DiValerio Sr. Regulatory Response SpecialistVanguard Read More
2025, 4e Holly Orefice 5/2/24 2025, 4e Holly Orefice 5/2/24 John Nave Managing Director & Co-Head of Compliance ServicesSoftek Compliance Read More
2025, 9b Holly Orefice 5/2/24 2025, 9b Holly Orefice 5/2/24 Bryan Jacobsen DirectorOyster Consulting Read More
2025, 2a Holly Orefice 5/2/24 2025, 2a Holly Orefice 5/2/24 Philip Pescatore Senior Vice President, Chief Ethics and Compliance OfficerGuardian Life Insurance Company Read More
2025, 7h Holly Orefice 5/2/24 2025, 7h Holly Orefice 5/2/24 Allison Fraser Managing Director Salus GRC Read More
2025, 6a Holly Orefice 5/2/24 2025, 6a Holly Orefice 5/2/24 Bob Lavigne Chief Compliance OfficerEdelman Financial Engines Read More
2025, 5c Holly Orefice 5/2/24 2025, 5c Holly Orefice 5/2/24 Maureen Ocampo CCOPost Advisory Read More
2025, 4e Holly Orefice 4/11/24 2025, 4e Holly Orefice 4/11/24 Trish Flynn VP & Chief Compliance OfficerPGIM Investments Read More
2025, 7d Holly Orefice 6/15/23 2025, 7d Holly Orefice 6/15/23 Steve Farmer Chief Compliance OfficerConfluence Investment Management LLC Read More
2025, 2a Holly Orefice 6/6/23 2025, 2a Holly Orefice 6/6/23 Suzy Auletta SVP, Chief Compliance OfficerRaymond James Financial Services Read More
2025, 7c Holly Orefice 5/23/23 2025, 7c Holly Orefice 5/23/23 Darren McMillan Chief Compliance OfficerBMO Financial Group Read More
2025, 3d Holly Orefice 5/18/23 2025, 3d Holly Orefice 5/18/23 Emily Silva Director of Asset Management Risk and Compliance Wilmington Trust Read More
5d, 2025 Holly Orefice 5/12/23 5d, 2025 Holly Orefice 5/12/23 Johanna Anders Head of Regulatory ComplianceHarris Associates Read More
2025, 8a Holly Orefice 5/9/23 2025, 8a Holly Orefice 5/9/23 Carlo di Florio Global Advisory LeaderACA Group Read More
2025, 6b Holly Orefice 5/8/23 2025, 6b Holly Orefice 5/8/23 Jim Downing Chief Compliance OfficerJLL Securities Read More
2025, 6d Holly Orefice 5/5/23 2025, 6d Holly Orefice 5/5/23 Patty Nykodym Chief Financial Officer/Chief Compliance OfficerFFL Partners, LLC Read More
1a, 2025 Holly Orefice 5/5/23 1a, 2025 Holly Orefice 5/5/23 Amber Allen Counsel Eversheds Sutherland Read More
2025, 6d Holly Orefice 5/4/23 2025, 6d Holly Orefice 5/4/23 Adán Araujo Chief Compliance OfficerJasper Ridge Partners Read More
2025, 4a Holly Orefice 5/4/23 2025, 4a Holly Orefice 5/4/23 Taylor Faw Chief Compliance OfficerStrathmore Capital Advisors, Inc. Read More