Amber Allen
Amber Allen advises investment advisers, private fund advisers, investment funds, broker-dealers and insurance companies on securities regulation.
As counsel on the Investment Services & Products practice group team, Amber advises clients on a full spectrum of legal and regulatory matters. These include compliance programs, SEC examinations, portfolio management, trading, advertising, private fund formation, mergers and acquisitions, cybersecurity and data privacy, and data breach considerations.
Prior to Eversheds Sutherland, Amber served as General Counsel and Executive Vice President of Fairview, LLC, a provider of comprehensive compliance consulting services for investment advisers, mutual funds and other financial institutions. In this legal and business leadership role, she oversaw multiple teams that designed and implemented compliance programs and advised clients on regulatory requirements, examinations and industry best practices, with a focus on large and complex registrants. She also led efforts to launch the firm’s cyber practice group, serving as President of Fairview Cyber.
Amber’s broad financial services-focused work also includes forming a legal department from the ground up and creating a corporate governance program, including implementing corporate policies and procedures pertaining to organizational cyber and data security programs, business continuity, GDPR policies and procedures, disaster recovery and incident response.
1a. ALL – Artificial Intelligence on the Rise: Compliance Use Cases for AI (Basic)