Partner, Chief Compliance Officer

Corient

Head of Supervision - Public Finance

Hilltop Securities, Inc.

Chief Executive Officer

Allegiant Global Solutions, LLC

Director

Kaufman Rossin

CEO

AdviserCyber

Chief Compliance Officer

Balentine

National Associate Director- IA/IC Examination Program

U.S. Securities & Exchange Commission

National Associate Director, Investment Adviser/Investment Company Examination Program

U.S. Securities & Exchange Commission

Principal

Bressler Amery Ross

Director, Examinations: Capital Markets

FINRA

Manager, Suitability & Surveillance Enterprise Supervision

Thrivent Financial

Director of Compliance Operations

Wealth Enhancement Group

Managing Director

SEC Compliance Consultants, Inc.

Managing Director | Technology Risk Management

Charles Schwab & Co., Inc.

Senior Compliance Officer

Maryland State Retirement and Pension System