Senior Director, Firm Examinations

FINRA

Counsel, Division of Enforcement

U.S. Securities & Exchange Commission

CEO and Founder, Career Coach

Sethi Clarity Advisers

Special Counsel

Eversheds Sutherland

CEO and Co-Founder

Saifr.ai

Senior Director, Program on Corporate Ethics and Compliance

Fordham Law School

Director

CFA Institute

Chief Compliance Officer

Fairfield

Assistant Director of Compliance

Principal

Shareholder

Greenberg Traurig LLP

Senior Regulatory Counsel

Akin Gump

Manager, National Supervision & Surveillance Enterprise Supervision

Thrivent Financial

Principal

Bressler, Amery & Ross, P.C.

Compass CFO Solutions

Assistant Director Division of Enforcement, Fort Worth Regional Office

U.S. Securities & Exchange Commission