Assistant Director, Division of Enforcement, Fort Worth office

U.S. Securities & Exchange Commission

Acting National Associate Director, Technology Controls Program

U.S. Securities & Exchange Commission

Chief Compliance Officer

Patient Square Capital

General Counsel & CCO

The Kelly Group

Senior Vice President, Enforcement Legal

FINRA

Assistant Vice President, Advisory Compliance

Cambridge

Senior Director, Membership Application Program (MAP)

FINRA

Chief Compliance Officer

Denali Advisors, LLC

Global Head of Regulatory Compliance

ACA

Chief Compliance Officer

Steward Partners

Examination Director in Capital Markets and Investment Banking

FINRA

Senior Director, Risk Monitoring

FINRA

Compliance Manager; Head of Regulatory Reporting & Advisory Support

The Vanguard Group, Inc

Strategic Risk Advisor

Saifr