Heather Lyon

Guest User 5/22/24 Guest User 5/22/24

Heather Lyon

Chief Compliance Officer

Strategic Investment Advisors

Guest User 5/21/24 Guest User 5/21/24

Megan Monroe

Head of Compliance

TBD, a subsidiary of Block, Inc.

Guest User 5/21/24 Guest User 5/21/24

Shayna Henderson

Director, Compliance -Advertising and Communications

Cambridge Investment Research, Inc

Guest User 5/21/24 Guest User 5/21/24

Marc Gilman

General Counsel and VP of Compliance

Theta Lake

Guest User 5/20/24 Guest User 5/20/24

Adam Leber

Global Chief Compliance Officer

Morningstar

Guest User 5/19/24 Guest User 5/19/24

Anthony Cavallaro

Senior Director and Chief Compliance Officer

Robinhood Financial, LLC

Guest User 5/19/24 Guest User 5/19/24

Doug Baxley

Chief Compliance Officer

Merit Financial Advisors

Guest User 5/19/24 Guest User 5/19/24

Shachi Bhatt

Chief Compliance Officer

Office of the NYC Comptroller - Bureau of Asset Management

Guest User 5/19/24 Guest User 5/19/24

Noël Barnes

Assistant General Counsel

Commonwealth Financial Network

Guest User 5/19/24 Guest User 5/19/24

Sonia Chowdhury

Regulatory SME

Independent Consultant

Guest User 5/19/24 Guest User 5/19/24

Amy Lynch

Founder and President

FrontLine Compliance, LLC

Guest User 5/19/24 Guest User 5/19/24

Brad Anderson

Chief Compliance Officer

Diversity Advisor Network

Guest User 5/19/24 Guest User 5/19/24

Dabney O’Riordan

Partner

Fried, Frank, Harris, Shriver & Jacobson LLP

Guest User 5/19/24 Guest User 5/19/24

Ivy Duke

General Counsel

ImpactAssets, Inc.

Guest User 5/19/24 Guest User 5/19/24

Hope Brown

Executive Director, Legal and Compliance and Chief Compliance Officer

Calvert Research and Management

Guest User 5/19/24 Guest User 5/19/24

Katrina Berishaj

Counsel

Stradley Ronon

Guest User 5/18/24 Guest User 5/18/24

Frank Sensenbrenner

Senior Specialized Examiner

U.S. Securities & Exchange Commission

Guest User 5/18/24 Guest User 5/18/24

Adam Aderton

Partner

Willkie Farr & Gallagher

Guest User 5/17/24 Guest User 5/17/24

Lyman Terni

CISO

Havoc Defense, LLC

Guest User 5/17/24 Guest User 5/17/24

Kurt Lofgren

Chief Compliance Officer

J.W. Cole Financial and J.W. Cole Advisors