Chief Compliance Officer

Lion Street Financial

Chief Compliance Officer

Calfee, Halter, & Griswold LLP

Senior Compliance Officer, U.S. and Global

Allspring Global Investments/Allspring Funds Distributor

SVP and Chief Compliance Officer

Wealth Enhancement Group

President

Diles Consulting

Shareholder

GreenbergTraurig

Managing Director, ESG

ACA

Director, Supervisory Support, Regulatory Response & Branch Examinations

Thrivent

Partner

Thompson Hine LLP

Director

Kroll

General Counsel and Chief Compliance Officer

Tegus

Chief Compliance Officer

BNY Mellon

SVP of Regulatory Enforcement and Remediation

Simpluris

CEO

Aer Compliance

Partner

Loeb & Loeb