Margarita Pérez

Margarita Pérez, a Fordham University graduate and Certified Internal Auditor (CIA), possesses over two decades of experience across diverse financial sectors, including banking, mutual funds, brokerage, and money management. She's a recognized expert in Compliance, Risk Assessment, Auditing, Training, and Supervision, having led significant projects such as sub-advisory due diligence and Compliance testing training development and delivery.

Her commitment to ethical practices is reflected in her role as an approved FINRA Non-Public Arbitrator and her FINRA Series 7, 10, 24, and 65 registrations. Notably, Margarita played a crucial role in developing data analytics reports to address senior adult financial abuse. Beyond her professional achievements, she's a recipient of the prestigious Royal Bank of Canada's Global Citizen Award, acknowledging her tireless dedication to local community service initiatives, including clothing and food drives and financial literacy training.

5e. ALL LAB – Detecting and Reporting Suspicious Activity (Intermediate)