Holly Orefice 4/21/22 Holly Orefice 4/21/22 Rob Schwartz PrincipalPortfolio Valuation Consultants LLC Read More 2025, 2e Holly Orefice 4/21/22 2025, 2e Holly Orefice 4/21/22 Kevin Spence Senior Director of ComplianceTIAA Read More Holly Orefice 4/21/22 Holly Orefice 4/21/22 Jim Hooks Chief Compliance OfficerPrivate Advisor Group Read More Holly Orefice 4/21/22 Holly Orefice 4/21/22 Brenda Fournier VP - Regional Compliance OfficerJP Morgan Chase Read More 2025, 6a Holly Orefice 4/20/22 2025, 6a Holly Orefice 4/20/22 Jennifer Selliers Director, Senior ConsultantRenaissance Regulatory Services Read More Holly Orefice 4/20/22 Holly Orefice 4/20/22 Ignacio Sandoval PartnerMorgan, Lewis & Bockius LLP Read More Holly Orefice 4/20/22 Holly Orefice 4/20/22 Pam Ziermann Consultant/ ExpertJ.S. Held Read More Holly Orefice 4/20/22 Holly Orefice 4/20/22 Joseph Simms ShareholderReminger Co., LPA Read More 2025, 5a Designsite 4/20/22 2025, 5a Designsite 4/20/22 Brian Rubin PartnerEversheds Sutherland Read More 2025, 2f Holly Orefice 4/15/22 2025, 2f Holly Orefice 4/15/22 Stephen Selby Director, Compliance OversightAvantax Read More 2025, 2c Holly Orefice 4/14/22 2025, 2c Holly Orefice 4/14/22 Ted McCutcheon FounderSecurities Law Counsel, PLLC Read More Holly Orefice 4/10/22 Holly Orefice 4/10/22 Daniel Olorunda Regulatory Principal, Membership Application Program FINRA Read More Holly Orefice 4/9/22 Holly Orefice 4/9/22 Sander Ressler Founder and Managing PartnerEssential Edge Read More Holly Orefice 4/1/22 Holly Orefice 4/1/22 Peter Tepley PartnerRumberger, Kirk & Caldwell, P.C. Read More Holly Orefice 4/1/22 Holly Orefice 4/1/22 Robert Tull Managing DirectorEffective Compliance LLC Read More 2025, 6a Holly Orefice 3/16/22 2025, 6a Holly Orefice 3/16/22 Brenda Vaughn Vice President - SupervisionAmeriprise Read More Holly Orefice 3/12/22 Holly Orefice 3/12/22 Jeff Yorg Chief Compliance Officer and Associate General CounselBuckingham Wealth Partners Read More Holly Orefice 3/5/22 Holly Orefice 3/5/22 Dr. Camille Howard President and FounderHumanistic Power LLC Read More Holly Orefice 3/4/22 Holly Orefice 3/4/22 John Nielands Senior Counsel/ Chief Compliance OfficerLincoln Financial Group Read More Holly Orefice 3/4/22 Holly Orefice 3/4/22 Jeff Martell Director, Enterprise Ethics & ComplianceJackson Financial Inc. Read More Newer Posts Older Posts
Holly Orefice 4/21/22 Holly Orefice 4/21/22 Rob Schwartz PrincipalPortfolio Valuation Consultants LLC Read More
2025, 2e Holly Orefice 4/21/22 2025, 2e Holly Orefice 4/21/22 Kevin Spence Senior Director of ComplianceTIAA Read More
Holly Orefice 4/21/22 Holly Orefice 4/21/22 Jim Hooks Chief Compliance OfficerPrivate Advisor Group Read More
Holly Orefice 4/21/22 Holly Orefice 4/21/22 Brenda Fournier VP - Regional Compliance OfficerJP Morgan Chase Read More
2025, 6a Holly Orefice 4/20/22 2025, 6a Holly Orefice 4/20/22 Jennifer Selliers Director, Senior ConsultantRenaissance Regulatory Services Read More
Holly Orefice 4/20/22 Holly Orefice 4/20/22 Ignacio Sandoval PartnerMorgan, Lewis & Bockius LLP Read More
2025, 5a Designsite 4/20/22 2025, 5a Designsite 4/20/22 Brian Rubin PartnerEversheds Sutherland Read More
2025, 2f Holly Orefice 4/15/22 2025, 2f Holly Orefice 4/15/22 Stephen Selby Director, Compliance OversightAvantax Read More
2025, 2c Holly Orefice 4/14/22 2025, 2c Holly Orefice 4/14/22 Ted McCutcheon FounderSecurities Law Counsel, PLLC Read More
Holly Orefice 4/10/22 Holly Orefice 4/10/22 Daniel Olorunda Regulatory Principal, Membership Application Program FINRA Read More
Holly Orefice 4/9/22 Holly Orefice 4/9/22 Sander Ressler Founder and Managing PartnerEssential Edge Read More
Holly Orefice 4/1/22 Holly Orefice 4/1/22 Peter Tepley PartnerRumberger, Kirk & Caldwell, P.C. Read More
Holly Orefice 4/1/22 Holly Orefice 4/1/22 Robert Tull Managing DirectorEffective Compliance LLC Read More
2025, 6a Holly Orefice 3/16/22 2025, 6a Holly Orefice 3/16/22 Brenda Vaughn Vice President - SupervisionAmeriprise Read More
Holly Orefice 3/12/22 Holly Orefice 3/12/22 Jeff Yorg Chief Compliance Officer and Associate General CounselBuckingham Wealth Partners Read More
Holly Orefice 3/5/22 Holly Orefice 3/5/22 Dr. Camille Howard President and FounderHumanistic Power LLC Read More
Holly Orefice 3/4/22 Holly Orefice 3/4/22 John Nielands Senior Counsel/ Chief Compliance OfficerLincoln Financial Group Read More
Holly Orefice 3/4/22 Holly Orefice 3/4/22 Jeff Martell Director, Enterprise Ethics & ComplianceJackson Financial Inc. Read More
