4f, 2025 Holly Orefice 4/18/23 4f, 2025 Holly Orefice 4/18/23

Louis Dempsey

Founder and President

Renaissance Regulatory Services, Inc.

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2025, 3a Holly Orefice 10/6/22 2025, 3a Holly Orefice 10/6/22

Jeff Blumberg

Partner

Faegre Drinker

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3d, 2025 Holly Orefice 7/28/22 3d, 2025 Holly Orefice 7/28/22

Chris Mulligan

Partner

Weil, Gotshal & Manges LLC

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2025, 5b Holly Orefice 5/4/22 2025, 5b Holly Orefice 5/4/22

Chris Kelly

Chair, Securities Enforcement

CSG Law

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2025, 9c, New Attendee/New Member Holly Orefice 4/29/22 2025, 9c, New Attendee/New Member Holly Orefice 4/29/22

Nikki Brinkerhoff

Chief Compliance Officer

TradeStation

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2025, 6e Holly Orefice 4/28/22 2025, 6e Holly Orefice 4/28/22

Brad Busscher

Chief Administrative Officer and General Counsel

InspereX Holdings LLC

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2025, 7d Holly Orefice 4/22/22 2025, 7d Holly Orefice 4/22/22

Pete Driscoll

Partner

PwC

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2025, 2g Holly Orefice 4/22/22 2025, 2g Holly Orefice 4/22/22

Elton Chan

Senior Compliance Analyst

Thrivent

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2025, 5f Holly Orefice 4/22/22 2025, 5f Holly Orefice 4/22/22

Michelle Canela

Chief Compliance Officer

Mission Crest

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2025, 1c Holly Orefice 4/22/22 2025, 1c Holly Orefice 4/22/22

Dave Kaleda

Principal

Groom Law Group, Chartered

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2025, 2e Holly Orefice 4/22/22 2025, 2e Holly Orefice 4/22/22

Jennifer Dickinson

Managing Director

IQ-EQ

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5a, 2025 Holly Orefice 4/21/22 5a, 2025 Holly Orefice 4/21/22

Michael Weissmann

Head of Ethics

Fidelity Investments

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7g, 2025 Holly Orefice 4/21/22 7g, 2025 Holly Orefice 4/21/22

Krista Zipfel

Director

ACA Group

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2025, 1e Holly Orefice 4/21/22 2025, 1e Holly Orefice 4/21/22

Betsy Voter

Partner

Michael Best & Friedrich LLP

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2025, 3c Holly Orefice 4/21/22 2025, 3c Holly Orefice 4/21/22

Michelle Jacko

Managing Partner and CEO

Jacko Law Group, PC

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2025, 8c Holly Orefice 4/21/22 2025, 8c Holly Orefice 4/21/22

Chelsea Luzier

Chief Compliance Officer

The Clarius Group

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2025, 9a Holly Orefice 4/21/22 2025, 9a Holly Orefice 4/21/22

Maurizio Tallini

Chief Compliance Officers

Domini Impact Investments LLC

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2025, 2c Holly Orefice 4/21/22 2025, 2c Holly Orefice 4/21/22

Janice Powell

(Title)

(Company)

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2025, 4a Holly Orefice 4/21/22 2025, 4a Holly Orefice 4/21/22

Anand Mohabir

Founder and CEO

Elteni

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2025, 4f Holly Orefice 4/21/22 2025, 4f Holly Orefice 4/21/22

Erin Preston

Chief Compliance Officer

Wedbush

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