Brad Busscher
Brad is the Chief Administrative Officer and General Counsel of InspereX, a fintech company, which is engaged in institutional sales and trading of agencies, munis, CDs, corporate and mortgage-backed securities, as well as the wholesale distribution of new issue, retail financial instruments including InterNotes®, CDs, and structured notes and CDs. InspereX, through its technology company, offers BondNav®, a market-leading fixed income technology platform that displays a wide array of new issue and secondary market fixed income offerings. Brad is a member of InspereX’s Executive and Management Committees and serves as Corporate Secretary to the InspereX Holdings Board.
Prior to joining InspereX, Brad was Executive Vice President, General Counsel and Corporate Secretary of Mesirow Financial, held senior level legal and compliance roles at Van Kampen/Morgan Stanley and EVEREN Securities, was in private practice at a law firm and served as an Enforcement Branch Chief with the U.S. Securities and Exchange Commission.
Brad obtained his B.A. from Cornell University, J.D. from the University of Miami and MBA in finance and accounting from the University of Chicago Booth Graduate School of Business. He serves on the FINRA Fixed Income Committee and is a frequent speaker on regulatory and compliance issues. Brad has written a chapter for a securities compliance treatise Modern Compliance, published by Wolters Kluwer, entitled “Corporate Transactions: The Role of Compliance.”