NSCP.ORG

Kevin Gleason

Guest User 4/21/22 Guest User 4/21/22

Kevin Gleason

Vice President and Chief Compliance Officer

New York Life Investment Management

Read More

Ann Robinson

Guest User 4/21/22 Guest User 4/21/22

Ann Robinson

Chief Compliance Officer

Farmers Insurance

Read More

Ed Wegener

Guest User 4/21/22 Guest User 4/21/22

Ed Wegener

Managing Director

Oyster Consulting, LLC

Read More

Kevin Spence

Guest User 4/21/22 Guest User 4/21/22

Kevin Spence

Senior Director of Compliance

TIAA

Read More

Jennifer Selliers

Guest User 4/20/22 Guest User 4/20/22

Jennifer Selliers

Director, Senior Consultant

Renaissance Regulatory Services

Read More

Joseph Simms

Guest User 4/20/22 Guest User 4/20/22

Joseph Simms

Shareholder
Reminger Co., LPA

Read More

Brian Rubin

Designsite 4/20/22 Designsite 4/20/22

Brian Rubin

Partner

Eversheds Sutherland

Read More

Stephen Selby

Guest User 4/15/22 Guest User 4/15/22

Stephen Selby

Director, Broker Dealer Compliance

Avantax

Read More

Ted McCutcheon

Guest User 4/14/22 Guest User 4/14/22

Ted McCutcheon

Founder

Securities Law Counsel, PLLC

Read More

Carolyn Welshhans

Designsite 4/7/22 Designsite 4/7/22

Carolyn Welshhans

Partner

Morgan Lewis

Read More

Brenda Vaughn

Guest User 3/16/22 Guest User 3/16/22

Brenda Vaughn

Vice President - Supervision

Ameriprise Financial

Read More

Kelly Zigaitis

Guest User 3/3/22 Guest User 3/3/22

Kelly Zigaitis

Head of Compliance, Emerging Businesses

Block

Read More

Jennifer Szaro

Guest User 3/2/22 Guest User 3/2/22

Jennifer Szaro

Chief Compliance Officer

XML Securities, LLC

Read More

Kurt Wachholz

Guest User 12/8/21 Guest User 12/8/21

Kurt Wachholz

Managing Director

Bates Group

Read More

Marla Wooton

Guest User 9/7/21 Guest User 9/7/21

Marla Wooton

Chief Compliance Officer

Miracle Mile Advisors

Read More

Jeff Ziesman

Guest User 8/12/21 Guest User 8/12/21

Jeff Ziesman

Partner

Norton Rose Fulbright

Read More

Jill Varner

Guest User 7/1/21 Guest User 7/1/21

Jill Varner

Chief Compliance Officer

Versus Capital

Read More

Craig Watanabe

Guest User 6/2/21 Guest User 6/2/21

Craig Watanabe

Director IA Compliance

DFPG Investments

Read More

Connor Thomas

Guest User 4/10/21 Guest User 4/10/21

Connor Thomas

VP Business Development

CapitalRock

Read More

Cathy Vasilev

Guest User 8/5/20 Guest User 8/5/20

Cathy Vasilev

Chief Operating Officer

Red Oak Compliance Solutions, LLC

Read More