2025, Keynote-Monday Designsite 4/7/22 2025, Keynote-Monday Designsite 4/7/22 Carolyn Welshhans PartnerMorgan Lewis Read More 2025, 6a Guest User 3/16/22 2025, 6a Guest User 3/16/22 Brenda Vaughn Vice President - SupervisionAmeriprise Financial Read More 3g, 2025 Guest User 3/3/22 3g, 2025 Guest User 3/3/22 Kelly Zigaitis Head of Compliance, Emerging BusinessesBlock Read More 2025, 3a Guest User 3/2/22 2025, 3a Guest User 3/2/22 Jennifer Szaro Chief Compliance Officer XML Securities, LLC Read More 2025, 3b Guest User 12/8/21 2025, 3b Guest User 12/8/21 Kurt Wachholz Managing DirectorBates Group Read More 3a, 2025 Guest User 9/7/21 3a, 2025 Guest User 9/7/21 Marla Wooton Chief Compliance OfficerMiracle Mile Advisors Read More 2025, 6b Guest User 8/12/21 2025, 6b Guest User 8/12/21 Jeff Ziesman PartnerNorton Rose Fulbright Read More 2025, 8e Guest User 7/1/21 2025, 8e Guest User 7/1/21 Jill Varner Chief Compliance Officer Versus Capital Read More 2025, 7a Guest User 6/2/21 2025, 7a Guest User 6/2/21 Craig Watanabe Director IA ComplianceDFPG Investments Read More 2025, 8b Guest User 4/10/21 2025, 8b Guest User 4/10/21 Connor Thomas VP Business DevelopmentCapitalRock Read More 2025, 2h Guest User 8/5/20 2025, 2h Guest User 8/5/20 Cathy Vasilev Chief Operating OfficerRed Oak Compliance Solutions, LLC Read More Keynote-Tuesday, 2025 Guest User 3/12/20 Keynote-Tuesday, 2025 Guest User 3/12/20 Kristin Snyder (Moderator) PartnerDebevoise & Plimpton LLP Read More Newer Posts
2025, Keynote-Monday Designsite 4/7/22 2025, Keynote-Monday Designsite 4/7/22 Carolyn Welshhans PartnerMorgan Lewis Read More
2025, 6a Guest User 3/16/22 2025, 6a Guest User 3/16/22 Brenda Vaughn Vice President - SupervisionAmeriprise Financial Read More
3g, 2025 Guest User 3/3/22 3g, 2025 Guest User 3/3/22 Kelly Zigaitis Head of Compliance, Emerging BusinessesBlock Read More
2025, 3a Guest User 3/2/22 2025, 3a Guest User 3/2/22 Jennifer Szaro Chief Compliance Officer XML Securities, LLC Read More
2025, 3b Guest User 12/8/21 2025, 3b Guest User 12/8/21 Kurt Wachholz Managing DirectorBates Group Read More
3a, 2025 Guest User 9/7/21 3a, 2025 Guest User 9/7/21 Marla Wooton Chief Compliance OfficerMiracle Mile Advisors Read More
2025, 6b Guest User 8/12/21 2025, 6b Guest User 8/12/21 Jeff Ziesman PartnerNorton Rose Fulbright Read More
2025, 8e Guest User 7/1/21 2025, 8e Guest User 7/1/21 Jill Varner Chief Compliance Officer Versus Capital Read More
2025, 7a Guest User 6/2/21 2025, 7a Guest User 6/2/21 Craig Watanabe Director IA ComplianceDFPG Investments Read More
2025, 8b Guest User 4/10/21 2025, 8b Guest User 4/10/21 Connor Thomas VP Business DevelopmentCapitalRock Read More
2025, 2h Guest User 8/5/20 2025, 2h Guest User 8/5/20 Cathy Vasilev Chief Operating OfficerRed Oak Compliance Solutions, LLC Read More
Keynote-Tuesday, 2025 Guest User 3/12/20 Keynote-Tuesday, 2025 Guest User 3/12/20 Kristin Snyder (Moderator) PartnerDebevoise & Plimpton LLP Read More
