Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 8d. IA/PF – Compliance Challenges with Difficult to Value Securities (Advanced) 9:50 AM – 11:05 AM Read More Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 8e. ALL LAB – “Reasonable” Procedures to Prevent Misuse of MNPI (Intermediate) 9:50 AM – 11:05 AM Read More Wednesday Designsite 4/7/22 Wednesday Designsite 4/7/22 Networking Break 11:05 AM – 11:15 AM Read More Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 9b. ALL – Offering Complex Products (Intermediate) 11:15 AM - 12:15 PM Read More Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 9a. ALL - Incident Response Plan - Remediation and Reporting of a Breach (Intermediate) 11:15 AM - 12:15 PM Read More Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 9c. BD - Identity Theft: How Reg S-ID & Reg SP Intersect with AML (Intermediate) 11:15 AM - 12:15 PM Read More Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 9d. IA – Advisory Fee Billing: Risks and Best Practices (Intermediate) 11:15 AM - 12:15 PM Read More Wednesday, 9e Meghan Flanagan 4/7/22 Wednesday, 9e Meghan Flanagan 4/7/22 9e. ALL LAB - Best Practices for Enforcing Codes of Ethics and Conduct (Intermediate) 11:15 AM - 12:15 PM Read More Tuesday Meghan Flanagan 4/6/22 Tuesday Meghan Flanagan 4/6/22 Networking Reception 4:30 PM - 5:30 PM Read More Newer Posts
Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 8d. IA/PF – Compliance Challenges with Difficult to Value Securities (Advanced) 9:50 AM – 11:05 AM Read More
Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 8e. ALL LAB – “Reasonable” Procedures to Prevent Misuse of MNPI (Intermediate) 9:50 AM – 11:05 AM Read More
Wednesday Designsite 4/7/22 Wednesday Designsite 4/7/22 Networking Break 11:05 AM – 11:15 AM Read More
Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 9b. ALL – Offering Complex Products (Intermediate) 11:15 AM - 12:15 PM Read More
Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 9a. ALL - Incident Response Plan - Remediation and Reporting of a Breach (Intermediate) 11:15 AM - 12:15 PM Read More
Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 9c. BD - Identity Theft: How Reg S-ID & Reg SP Intersect with AML (Intermediate) 11:15 AM - 12:15 PM Read More
Wednesday Meghan Flanagan 4/7/22 Wednesday Meghan Flanagan 4/7/22 9d. IA – Advisory Fee Billing: Risks and Best Practices (Intermediate) 11:15 AM - 12:15 PM Read More
Wednesday, 9e Meghan Flanagan 4/7/22 Wednesday, 9e Meghan Flanagan 4/7/22 9e. ALL LAB - Best Practices for Enforcing Codes of Ethics and Conduct (Intermediate) 11:15 AM - 12:15 PM Read More
Tuesday Meghan Flanagan 4/6/22 Tuesday Meghan Flanagan 4/6/22 Networking Reception 4:30 PM - 5:30 PM Read More
