8d. IA/PF – Compliance Challenges with Difficult to Value Securities (Advanced)

This session offers an in-depth look at fundamental pricing considerations, focusing on difficult-to-value securities. A panel of seasoned experts will provide insights into approaching the challenges when assessing complex securities, including how policies and procedures should address due diligence pricing standards and fair valuation methodologies. The discussion will also cover enforcement actions, regulatory, accounting, and other related guidance to better understand the complex processes of fair valuation, matrix pricing, and pricing of complex securities.  This session is open to regulators but closed to members of the press.

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