Managing Director, Fixed Income Trading

Piper Sandler

Director - Division of Investment Management

U.S. Securities & Exchange Commission

National Associate Director, Broker Dealer and Exchange Examination Program

U.S. Securities & Exchange Commission

Chief Compliance Officer for Financial & Retirement Services (F&RS)

Arthur J. Gallagher & Co.

Chief Compliance Officer

Vulcan Value Partners

Attorney

Gloor Law & Arbitration, LLC

Head of Global Diversity & Inclusion

Fidelity Investments

Chief Compliance Officer

Brown Capital Management, LLC

Managing Director

Oyster Consulting

Vice President, Member Supervision Examination Program

FINRA

Chief Counsel, Department of Enforcement

FINRA