Paul Murdock

Paul A. Murdock Paul Murdock has over 25 years' experience in the financial services industry. Prior to forming MCG Compliance Services LLC, he led the Securities Consulting and Professional Services Practice for Wolters Kluwer Financial Services. Previously he led the Capital Markets and Investment Management Practice of Ernst & Young LLP in New York. His clients have included diversified financial services companies, broker-dealers, banks, investments advisers, hedge funds, private funds and mutual fund companies. Mr. Murdock also worked at BlackRock Inc. in the Legal and Compliance Department. He was the Chief Compliance Officer for BlackRock's broker-dealer and investment advisors. Prior to BlackRock, he was a Principal Consultant for Pricewaterhousecoopers, LLP where he had responsibilities for broker-dealer related issues within the investment management regulatory consulting practice. Before joining PwC, he was a Director in the Corporate Compliance Department of Prudential Insurance Company of America and Chief Compliance Officer for a number of Prudential's broker-dealer affiliates. Prior to his employment with The Prudential Insurance Company of America, he was a Senior Compliance Examiner with the New York Regional office of FINRA.