Jim Lundy
Jim Lundy serves as a Co-Leader of Foley & Lardner’s Securities Enforcement Subgroup. He defends and protects clients under investigation by the SEC, CFTC, FINRA, States, and other regulatory bodies by leveraging his experience working in the SEC’s Division of Enforcement for almost a decade as a senior trial counsel and branch chief. He spent the last several years of his service with the SEC helping lead the Division of Examinations program for the Midwest. Jim has helped clients resolve high-stakes enforcement investigations with no charges filed, and he has lowered enforcement settlement demands by hundreds of millions of dollars. He also proactively represents digital asset clients in defense and regulatory work; leads internal investigations; defends cybersecurity enforcement investigations; serves as an independent monitor and expert witness; provides counsel on compliance, governance, and policy issues; and defends clients in complex financial services litigation.