Carlos Barrientos

Carlos has over 30 years of experience in the financial industry both in Commercial Banking and the Securities Industry. He is currently the Chief Compliance Officer (CCO) and Anti-Money Laundering Compliance Officer of Invex, LLC and has been with the firm for the last 23 years. He is also the Chief Compliance Officer of Invex Advisors, LLC. Prior to this roles, also with Invex, LLC he was a trader on the Emerging Markets Fixed Income trading desk, executing trades for Fixed Income, Equities, Derivatives, Structured Products and Futures. Carlos holds the Series 7, 24, 55, 63 and is a Certified Regulatory and Compliance Professional (CRCP)® graduate (2006). Carlos was a member of the FINRA Small Firm Advisory Committee for four years and served as Chair for two consecutive years (2023, 2024). He has been a speaker at the FINRA Small Firm Conference in 2023 and 2024.