Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 2h. BD/IA - Dual Registrants Talk Group (Smaller Firms) 1:30 PM - 2:30 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3a. ALL – Evolving Privacy Regulations (Intermediate) 2:45 PM - 4:00 PM Read More Monday Holly Orefice 4/8/22 Monday Holly Orefice 4/8/22 3b. ALL – Demystifying CRD and IARD: Navigating the Essentials (Basic) 2:45 PM - 4:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3c. BD/IA - Evaluating Enforcement Risk When Deficiencies or Violations are Identified (Intermediate) 2:45 PM - 4:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3d. IA/PF - The Marketing Rule: Practical Guidance from What We Have Learned (Intermediate) 2:45 PM - 4:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3e. BD/IA LAB – Protecting Senior/Vulnerable Investors (Intermediate) 2:45 PM - 4:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3f. ALL LAB – Positioning a Compliance Program in Small to Mid-size Firms (Intermediate) 2:45 PM - 4:00 PM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3g. ALL – AI & Technology Challenges Talk Group - (CLOSED) 2:45 PM - 4:00 PM Read More Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 Networking Reception (OPEN) 4:00 PM - 5:30 PM Read More Newer Posts
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 2h. BD/IA - Dual Registrants Talk Group (Smaller Firms) 1:30 PM - 2:30 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3a. ALL – Evolving Privacy Regulations (Intermediate) 2:45 PM - 4:00 PM Read More
Monday Holly Orefice 4/8/22 Monday Holly Orefice 4/8/22 3b. ALL – Demystifying CRD and IARD: Navigating the Essentials (Basic) 2:45 PM - 4:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3c. BD/IA - Evaluating Enforcement Risk When Deficiencies or Violations are Identified (Intermediate) 2:45 PM - 4:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3d. IA/PF - The Marketing Rule: Practical Guidance from What We Have Learned (Intermediate) 2:45 PM - 4:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3e. BD/IA LAB – Protecting Senior/Vulnerable Investors (Intermediate) 2:45 PM - 4:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3f. ALL LAB – Positioning a Compliance Program in Small to Mid-size Firms (Intermediate) 2:45 PM - 4:00 PM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 3g. ALL – AI & Technology Challenges Talk Group - (CLOSED) 2:45 PM - 4:00 PM Read More
Monday Meghan Flanagan 4/7/22 Monday Meghan Flanagan 4/7/22 Networking Reception (OPEN) 4:00 PM - 5:30 PM Read More
