3g. ALL – AI & Technology Challenges Talk Group - (CLOSED)

This interactive group discussion will focus on the impact and challenges inherent in the use of artificial intelligence as well as technology solutions for compliance automation.  The group will also discuss the benefits and risks related to incorporating AI into their systems and solutions.  This facilitated discussion will be driven by the interests of the group.  Attendees are encouraged to share their experiences and learnings within this talk group.  This session is not eligible for continuing education credits.  Seating is limited.  This session is closed to both regulators and members of the press.


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3f. ALL LAB – Positioning a Compliance Program in Small to Mid-size Firms (Intermediate)

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General Session - Keynote Panel: SEC Examination Leaders Forum (OPEN)