6a. ALL - Developing your Compliance Team (Intermediate)

The long-term success of a compliance department depends on the continual growth and development of the team. To meet your firm’s ever-changing business needs in an increasingly complex regulatory environment, compliance professionals must continue to develop and improve their skills. Developing a strong learning culture is a critical factor in driving employee satisfaction and retention, which enables compliance departments to uphold a culture of compliance. This session will enlighten compliance leaders on effective approaches to developing compliance teams. This session is open to regulators but closed to members of the press.

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