2d. PF – Compliance Considerations in Reports and Other Communications with Investors (Intermediate)
PF Manager communications with Fund investors may be relatively formal, as in the case of quarterly or semi-annual Fund written reports, or relatively informal as in the case of conversations or emails. This program will outline the regulatory framework that applies to investor communications and review current investor-side proposals with respect to elements of Fund reports. Communications in the context of an offering of interests in a Fund offering are considered in a separate program. This session is open to regulators but closed to members of the press.
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