6f. ALL LAB - Marketing Compliance Lab: Creating & Reviewing Effective Digital Communications (Basic)

This lab will focus on equipping attendees with the skills and insights needed to develop and review compliant marketing materials while navigating the challenges posed by digital communications. Participants will engage in interactive case studies, group discussions, and practical exercises that highlight regulatory requirements, common pitfalls to avoid, and best practices for compliance across the investment adviser, broker-dealer, and private funds space. This session is closed to regulators and members of the press.

---