SEC Compliance Consultants, Inc (SEC³)

Consulting and FinancialTechnologies
Written By Designsite

Phone: 212-706-4029
Email: info@seccc.com
Website: seccc.com

SEC Compliance Consultants, Inc. (SEC³) helps organizations bridge the SEC compliance knowledge gap. SEC³ is a regulatory compliance consulting firm serving investment advisers, private funds, investment companies, broker-dealers and CPOs and CTAs since 2003. SEC³ specializes in SEC, FINRA, CFTC, NFA and other securities regulations.

For over two decades, we have been providing compliance consulting services and servicing as outsourced Chief Compliance Officer. Our professionals have served as SEC regulators, chief compliance officers, experienced securities attorneys and senior management of investment advisers, broker-dealers and fund administrators.

RETURN TO VENDORS
Designsite

Designsite is a Fairfield, Connecticut–based creative agency specializing in website design, branding, and digital marketing for small businesses, startups, and nonprofits. We help clients clarify their message and align everything under one roof for consistent, measurable results. As a 2026 Squarespace Circle Platinum Partner, we proudly serve clients throughout Fairfield County and across the U.S. with responsive, cost-effective creative support.

https://designsite.com
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