Andrea McGrew

Andrea McGrew counsels clients on a variety of broker-dealer and investment adviser legal and compliance matters – helping to support and educate clients across organizational departments and guiding the overall corporate policy in respect to federal and state securities laws, as well as SRO rules. Prior to joining Warner Norcross + Judd, Andrea was the chief legal officer and chief compliance officer for an industry conglomerate consisting of a dually registered broker-dealer and investment adviser, two SEC-registered investment advisers (a money manager and a TAMP), an insurance wholesaler and a financial marketing entity.

7d. BD/IA – Effective Supervisory Programs for Smaller Firms (Intermediate - OPEN)