7h. IC – Investment Company Regulation Talk Group - (CLOSED)

This talk group will discuss current and recently adopted rule proposals as well as enforcement actions impacting the investment company industry.  Participants will discuss the evolving roles and responsibilities of Fund CCOs and investment company compliance professionals.  Exam priorities such as due diligence of service providers, fund fees and expenses, and valuation will also be discussed in an engaging small group environment.  Talk group participants are encouraged to share best practices and ask questions.  This session is closed to both regulators and members of the press.

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